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Legal Bulletin - Volume 2, Issue 5


The Legal Bulletin: a regular publication of the Legal Section comprising recent developments of interest


INSIDE THIS ISSUE


International developments


United Nations

  • International Criminal Court


In July 1998 in Rome, 120 Member States of the United Nations adopted a treaty to establish a permanent international criminal court to prosecute individuals accused of genocide, crimes against humanity and war crimes. This treaty comes into force in July 2002.


United Nations Secretary-General Kofi Annan said. "Our hope is that, by punishing the guilty, the ICC will bring some comfort to the surviving victims and to the communities that have been targeted. More important, we hope it will deter future war criminals, and bring nearer the day when no ruler, no State, no junta and no army anywhere will be able to abuse human rights with impunity."


Background. In 1948, following the Nuremberg and Tokyo tribunals after the Second World War, the United Nations General Assembly first recognized the need for a permanent international court to deal with the kind of atrocities that had recently taken place. Since then, the need for such a court has been discussed off and on at the UN. The nature and scale of atrocities during the last 20 years gave impetus to the creation of a permanent mechanism.

An international criminal court has been called the missing link in the international legal system. The International Court of Justice at The Hague handles only cases between States, not individuals. Without an international criminal court for dealing with individual responsibility as an enforcement mechanism, acts of genocide and egregious violations of human rights often go unpunished.

Comparison with ad hoc tribunals. In the aftermath of the events in Rwanda and the former Yugoslavia, the United Nations Security Council responded by creating tribunals to bring individual perpetrators to justice. However, tribunals established after the fact are typically bound by mandates that are specific in time and place. The International Criminal Court, established as an independent entity, will be able to act regarding crimes within its jurisdiction without a special mandate from the Security Council. Such a court, with a mandate to bring to individuals to justice, will be able to take action quickly, possibly limit the extent or duration of violence and, by nature of its existence, provide a much stronger deterrent.

The crimes covered. The Court has a mandate to try individuals rather than States and to hold them accountable for - genocide, crimes against humanity and war crimes, and, eventually, the crime of aggression.

Genocide is defined to include killing or causing serious harm, committed with intent to destroy, in whole or in part, a national, ethnic, racial or religious group.

Crimes against humanity include crimes such as the extermination of civilians, enslavement, torture, rape, forced pregnancy, persecution on political, racial, national, ethnic, cultural, religious or gender grounds, and enforced disappearances - but only when they are part of a widespread or systematic attack directed against a civilian population.

War crimes include grave breaches of the Geneva Conventions and other serious violations of the laws and customs that can be applied in international armed conflict, and in armed conflict "not of an international character", when they are committed as part of a plan or policy or on a large scale.

Aggression has been included as a crime within the Court's jurisdiction. However, first States Parties must adopt an agreement defining aggression and the conditions under which the Court could exercise its jurisdiction.

From when are crimes covered. The Court's jurisdiction will cover crimes committed after the Statute enters into force in July 2002.

The role of national courts. The Court can only exercise its jurisdiction when a national court is unable or unwilling to genuinely do so itself. For example, when a State's court system collapses and ceases to function, where governments condone or participate in an atrocity, or where officials may be reluctant to prosecute someone in a position of power and authority.

  • Human Rights Committee - Individual communications


Cagas and others v Philippines (31 Jan 2002): The authors were arrested in June 1992, on suspicion of the murder of 6 women (the so-called Libmanan massacre). They have since been held in detention awaiting trial. The Committee found the excessive period of preventive detention, exceeding nine years: affects the right to be presumed innocent and is therefore a violation of article 14(2) of the International Covenant on Civil and Political Rights; constitutes an unreasonable delay in violation of article 9(3) (an accused is to be brought to trial within a reasonable time or released); and, in view of the State party's obligation to ensure that an accused person be tried without undue delay, amounts to a violation of article 14(3)(c).

Brok v The Czech Republic (15 Jan 2002): Robert Brok's parents owned a house in the centre of Prague which was confiscated during 1940 and 1941 by the German authorities because the owners were Jewish. In 1942 the property was sold to a company, Matador. The author himself, was deported by the Nazis, and returned to Prague on 16 May 1945, after having been released from a concentration camp.

Despite legislation providing restitution or compensation to victims of illegal confiscation carried out for political reasons during the Communist regime (25 February 1948 -1 January 1990) and for restitution or compensation to victims of racial persecution during the Second World War, the Broks' application for restitution to the Court was unsuccessful, as their claim fell outside the scope of the legislation. The Committee held that the author was denied his right to equal protection of the law in violation of article 26 of the Covenant.

Sooklal v Trinidad and Tobago (8 Nov 2001): In May 1989, the author was arrested and charged with the offences of sexual intercourse and serious indecency with minors. The author was held in custody for over three years until his release on bail. In February 1997 he was convicted by the High Court and sentenced to 12 strokes with the birch, as well as 50 years of concurrent sentences, equivalent to a sentence of 20 years after remission. The author's appeal was heard by the Court of Appeal on 19 November 1997. He did not receive any advice from his legal aid lawyer regarding this appeal, and did not meet with his lawyer prior to the hearing. During the proceedings his lawyer told the court that she could not find any grounds for pursuing the appeal. Consequently, leave to appeal was refused and the sentence was re-affirmed.

OUTCOME: The Committee found that the imposition of the sentence of whipping with the birch, being corporal punishment, constitutes cruel, inhuman or degrading treatment or punishment contrary to article 7 of the Covenant. It found the State party violated article 9(3) by detaining Mr Sooklal for three years prior to release on bail. (A detained person is to be tried within a reasonable time or released). It noted that the State party provided no justification for the delay of seven years and nine months from the time of Mr Sooklal's arrest to the date of his trial. The Committee found this was an excessive period of time amounting to a breach of article 14(3)(c) (an accused shall be tried without undue delay).

Further, the requirements of fair trial and of representation required that Mr Sooklal be informed that his counsel did not intend to put arguments to the Court and that he have an opportunity to seek alternative representation, in order that his concerns may be ventilated at appeal level. As it did not appear that the Appeal Court took any steps to ensure that this right was respected, Mr Sooklal's rights under article 14(3)(d), were violated.

Simpson v Jamaica (5 Nov 2001): On 6 November 1992, the author was convicted of two offences of capital murder and sentenced to death by the Home Circuit Court in Kingston. Prior to his conviction he was kept in a cell with 17 other inmates at the Half-Way-Tree Police Lock Up, where some of the inmates had already been convicted. Shortly afterwards, he was moved to the General Prison, where he shared a cell of 8 by 4 feet with five other inmates. There was no artificial light in the cell, no slop bucket, and he was only allowed to use the toilet once a day.

Since his conviction, the author has been confined in a cell alone for periods of up to 22 hours each day and most of his waking time is spent in darkness making it impossible for him to keep occupied. Slop buckets are used, filled with human waste and stagnant water, and only emptied once per day. There is no running water provided in the author's cell. Consequently, the author has to wait until he is released to get running water which he then stores in a bottle. It is also stated that the author slept on cardboard and newspapers on concrete until October 1994 when he was provided with an old mattress. He complained that he has been refused appropriate medical treatment for various problems. The author was held in St. Catherine's District Prison on death row for over five years. His sentence has since been commuted to life imprisonment.

OUTCOME: The Committee found that in the absence of any explanation from the State party, the author's conditions of detention and his lack of medical treatment as described violate his right to be treated with humanity and with respect for the inherent dignity of the human person and are therefore contrary to article 10(1). In light of this finding the Committee did not consider it necessary to consider article 7. The Committee also found that the failure of the magistrate to adjourn the preliminary hearing whilst the author's lawyer was absent during the hearing of two of the four witnesses was a violation of article 14(3)(d).


European Court of Human Rights

Birutis and Others v. Lithuania (28 March 2002 ): The 3 applicants were convicted by the Kaunas Regional Court of taking part in a riot at the Pravieniskes Prison in January 1997, and were sentenced to further imprisonment of 10, 10 and 6 years respectively. The evidence taken into account by the court included the statements of a number of anonymous witnesses (mostly other detainees) taken by the prosecution during the pre-trial investigation stage.

The applicants appealed, alleging that the anonymous statements were invalid, that the secret evidence had not been scrutinised either by the defendants or the court, that the prison administration had encouraged anonymous testimonies by other detainees, promising them favourable treatment, and the secret witnesses had taken part in the riot and collaborated with the authorities to avoid prosecution.

The Court of Appeal dismissed the appeals. On 20 October 1998 the Supreme Court rejected their further appeals, finding that the lower courts had properly decided the case. It noted that the first and the second applicants had been convicted not only on the basis of the anonymous testimonies, but also by reference to the statements of the complainants and the prison staff. It noted that the third applicant had basically been convicted by reference to the statements of anonymous witnesses but that those statements had been consistent and supplementary to other evidence confirming his guilt.

The applicants alleged a violation of Articles 6 (1 & 3(d)) of the Convention for the Protection of Human Rights and Fundamental Freedoms which, respectively, relate to the right to a fair trial and the accused's right "to examine or have examined witnesses against him . .".

OUTCOME: The ECHR, whilst noting that the use of anonymous statements is not in all circumstances incompatible with the Convention, said the defence will be faced with difficulties which criminal proceedings should not normally involve. In such cases Article 6(1), taken together with Article 6(3(d)) require that such handicaps be sufficiently counterbalanced by judicial procedures and that an applicant should not be prevented from testing the anonymous witnesses' reliability.

The ECHR held that the 3rd applicant's conviction was based solely on the anonymous evidence. It said the conviction of the first and the second applicants was not based solely on the evidence of the anonymous witnesses but that evidence was amongst the grounds on which the conviction was based. It noted that the credibility of the evidence of the anonymous witnesses was open to question, but the applicants were not able to question them. It held that the courts' failure to question the anonymous witnesses, and to conduct a scrutiny of the manner and circumstances in which their statements had been obtained, was unacceptable from the point of view of the applicants' defence rights and amounted to a contravention of Articles 6 (1 & 3 (d)).


United Kingdom

  • Legislation


Sex Discrimination (Election Candidates) Act 2002.


This Act amends the Sex Discrimination Act 1975 (and the Sex Discrimination (Northern Ireland) Order 1976) to exclude from its coverage arrangements made by a political party which regulate the selection of the party's candidates for elections so long as those arrangements "are adopted for the purpose of reducing inequality in the numbers of men and women elected, as candidates of the party, to be members of the body concerned". The following elections are covered by the new Act:


(a) Parliamentary elections
(b) elections to the European Parliament
(c) elections to the Scottish Parliament
(d) elections to the National Assembly for Wales
(e) local government elections within the meaning of section 191, 203 or 204 of the Representation of the People Act 1983 (c. 2) (excluding any election of the Mayor of London).


The Act will expire automatically at the end of 2015 (enabling at least 3 elections to have taken place for each of the elected bodies). However, the Act can continue to operate beyond 2015 if a statutory instrument to that effect is approved by parliament.

BACKGROUND: There are currently 118 women out of the 659 MPs in the House of Commons. In the mid 1990s the Labour Party required certain constituencies to have all-women shortlists for the 1997 General Election. This was challenged by unsuccessful male candidates in Jepson v The Labour Party [1996] IRLR 116. An employment tribunal held that the practice was unlawful discrimination contrary to the Sex Discrimination Act. The Labour Party did not appeal and its policy of all-women shortlists was dropped. In Jepson the tribunal rejected the submission that all women shortlists were allowed by the EC Equal Treatment Directive as it was of the view that decisions of the European Court of Justice indicated EU law did not allow a total block on one sex. However, in 1999 the EU Treaty was amended by the Treaty of Amsterdam to facilitate positive discrimination: "the principle of equal treatment shall not prevent . . measures providing for specific advantages in order to make it easier for the under-represented sex to pursue a vocational activity or to prevent or compensate for disadvantages in professional careers". The new Act is line with these provisions.

  • Cases


Bower v Schroders Securities Ltd
(11 January 2002). In April 2001, an Employment Tribunal ruled that share analyst, Julie Bower, was forced to resign as a result of sex discrimination by her former employer, Schroder Securities Ltd. After a hearing on remedy in January 2002 Ms Bower was awarded £1.4 million compensation. (Comprising essentially: loss of past salary, £130,000, loss of past bonuses, £490,000, future loss of earnings £485,000, and £15,000 injury to feelings).

Amongst the Tribunal's findings was that the bonus awarded to her in 1998 (£25,000 later increased to £50,000) was not the market rate for an analyst and did not reflect a genuine valuation of her performance (the 2 male comparators received £650,000 and £440,000 respectively); the figure for Ms Bower's bonus for 1998 had been 'picked from the air' and this was part of a deliberate plan by her manager to drive her out; 'it was hard to conceive a process more lacking in transparency' than the bonus setting process; in her appraisal Ms Bower was told she had the lowest score of any team leader whereas overall she ranked 37th out of 68; employees engaged in recruitment and appraisal had no training in equal opportunities (other than those in the Personnel Department); recruitment above graduate level was done with no regard for equality of opportunity in the sense that it is advocated by the EOC; Schroders did not monitor or observe either its recruitment or its pay levels to establish whether they were discriminatory; there was a laddish or sexist air about some of the corporate entertaining in which the respondent engaged in that it involved taking clients to places where there were scantily dressed women; the proportion of women employed in client-facing roles while Ms Bower was at Schroders was around 15% (not out of line with what competitors achieved); and, when Ms Bower left Schroders 100% of men (27 out of 27) at team leader or senior analyst level were directors, compared to 71% of women (five out of seven).

BACKGROUND:
Julie Mellor, Chair of the of the Equal Opportunities Commission which supported Ms Bower's case said,


In the banking and finance sector women working full-time earn only 55% of men's average earnings. The gap between women's and men's pay can be found in all sectors and at all levels. That is why the EOC launched its Valuing Women campaign for equal pay last year. If this inequality is ever to be overcome employers need to audit their pay systems and ensure they are fair and transparent. In the UK people are generally very unwilling to discuss pay. In research carried out by the EOC 77% of respondents had never asked what colleagues earned, and only 26% had ever asked for a pay rise. But we need to overcome that embarrassment if we are to ensure that every individual's contribution in the workplace is fairly valued and rewarded.


She said,


Mrs Bower raised the issue of equal pay when she heard rumours in August 1999 that her comparators had been given a substantial pay rise when she had not, although she claims her performance matched theirs. She was told that the information about pay was 'private'. Employees at Schroders were forbidden to discuss their pay and bonus with each other. Mrs Bower had no idea, from information provided by Schroders, how her performance related to her pay, bonuses and promotion.


Canada

  • Canadian Human Rights Tribunal


Sabina Citron & Toronto Mayor's Committee on Community and Race Relations & Canadian Human Rights Commission v Ernst Zündel
(18 January 2002): This case, for the first time, raises the application of the Canadian Human Rights Act to sites on the World Wide Web.

The complainants alleged that from October 10, 1995 onward, Ernst Zündel offered a Homepage (the Zundelsite) on the World Wide Web that repeatedly provided pamphlets and publications containing messages that were likely to expose persons of the Jewish faith and ethnic origin to hatred and contempt. Examples of the publications included: "Did Six Million Really Die", "66 Questions and Answers on the Holocaust", and "Jewish Soap".

The complainants alleged that the provision of this material on the website was in breach of s.13(1) of the Canadian Human Rights Act:


It is a discriminatory practice for a person or a group of persons acting in concert to communicate telephonically or to cause to be so communicated, repeatedly, in whole or in part by means of the facilities of a telecommunication undertaking within the legislative authority of Parliament, any matter that is likely to expose a person or persons to hatred or contempt by reason of the fact that that person or those persons are identifiable on the basis of a prohibited ground of discrimination.


Despite the assertion of the respondent (who lived in Toronto) that Ms Ingrid Rimland of California was the legal owner of the Zundelsite, the Tribunal found on the evidence that the respondent controlled the Zundelsite and that it was he who caused the materials found on the website to be communicated. It found in terms of s.13(1) that, when it was transmitted via the Internet, the material on the Zundelsite was communicated telephonically, repeatedly, in whole or in part by means of the facilities of a telecommunication undertaking within the legislative authority of Parliament. It found that the tone and expression of these messages was so malevolent in its depiction of Jews, that they amounted to hate messages within the meaning of the Act.

The Tribunal did not accept that the material found on the Zundelsite was merely part of a legitimate debate, and therefore immune from the normal application of s.13(1). It noted that "legitimacy", in the context of s. 13(1), has been determined by Parliament as that which is not likely to expose individuals to hatred or contempt. It stated that even if it were to accept that there can be legitimate debate on this topic, it has focused on the manner in which the respondent expressed his views and not the fact that he chooses to engage in this debate. It accepted that the standard for determining the "promotion of hatred or contempt" must be applied with care so that it remains sensitive to free speech interests. However, the tone and extreme denigration of Jews, separated these documents from those that might be permissible.

Constitutional issue - freedom of expression.
The respondent sought an order declaring s. 13(1) of the Canadian Human Rights Act unconstitutional by virtue of s. 2(b) of the Canadian Charter of Rights and Freedoms which states:


Everyone has the following fundamental freedoms . . . freedom of thought, belief, opinion and expression, including freedom of the press and other media of communication.


The Tribunal found that the activity affected by s.13(1) constitutes "expression" as the term is envisioned by s.2(b). It stated that s.1 of the Charter "guarantees the rights and freedoms as set out in it, subject only to such reasonable limits prescribed by law as can be demonstrably justified in a free and democratic society". It held that the use of s.13(1) to deal with hateful telephonic messages on the Internet remains a restriction on the respondent's freedom of speech which is reasonable and justified in a free and democratic society.

Constitutional issue - freedom of conscience.
The Tribunal also rejected the respondent's submission that s.13(1) is a violation of the fundamental freedom of conscience and religion guaranteed under s.2(a) of the Charter and that such violation is not justified under s.1 of the Charter. The respondent had submitted that an offence for words that does not allow one to tell the truth according to one's conscience is a violation of s.2(a) of the Charter. The Tribunal stated that s.13(1) of the Act can restrict the speaking of "truth" when it is necessary to protect the human dignity and self-worth of members of a designated group, such as, in this case, the Jewish community.

OUTCOME: The Tribunal upheld the complaint and ordered that "the Respondent, Ernst Zündel, and any other individuals who act in the name of, or in concert with Ernst Zündel cease the discriminatory practise of communicating telephonically or causing to be communicated telephonically by means of the facilities of a telecommunication undertaking within the legislative authority of Parliament, matters of the type contained in Exhibit HR-2 and found on the Zundelsite, or any other messages of a substantially similar form or content that are likely to expose a person or persons to hatred or contempt by reason of the fact that that person or persons are identifiable on the basis of a prohibited ground of discrimination, contrary to s. 13(1) of the Canadian Human Rights Act."

Federal Discrimination Law


Sex Discrimination

In Ferneley v The Boxing Authority of New South Wales [2001] FCA 1740, Wilcox J considered whether the Boxing and Wrestling Control Act 1986 (NSW) ("the NSW Act")) was affected by the Sex Discrimination Act 1984 (Cth) ("the SDA"). The applicant applied to the Boxing Authority of NSW ("the Authority") to be registered as a kick boxer in NSW. It was accepted by the parties that the Authority was "the Crown in right of a State". Ms Ferneley's application for registration was refused on the basis of her sex as the NSW Act provides only for the registration of "male persons".

The applicant alleged discrimination by the Authority in the provision of a service; s.22 SDA. The State of NSW argued that the Authority does not provide services as described in section 22, but rather is properly classified as a qualifying body under s.18 of the SDA. Significantly, s.22 of the SDA expressly applies to the Crown in right of a State, while s.18 does not.

It was further submitted by the State of NSW that even if the Authority was found to be providing a service, and thus bound by s.22, the exemption in s.42 of the SDA would apply. Section 42 states as follows:

(1) Nothing in Division 1 or 2 renders it unlawful to exclude persons of one sex from participation in any competitive sporting activity in which the strength, stamina or physique of competitors is relevant.

The State of NSW argued that this exemption should be interpreted in such a way that in any sport in which strength, stamina or physique were relevant, people could be excluded on the basis of their sex, meaning that the exemption is not restricted to mixed team sports.

Wilcox J found that the Authority was not providing a service for the purposes of s.22:

If s22 stood alone, I would hold the Boxing Authority's failure to consider Ms Ferneley's application on its merits was an act falling with s22. However, s22 does not stand alone. Although s18 does not apply to the Boxing Authority, its existence must be taken into account in determining the proper construction of s22 and, in particular, the extent of the latter section's operation.

He further observed that if s.18 had applied, this would have provided a basis for relief, rendering the provision of the NSW Act prohibiting the registration of women constitutionally invalid. He also made observations about the application of the exemption under s.42 and stated that s.42(1) is only concerned with mixed-sex sporting activities and has no application to same sex sporting activity as in the present case. In doing so, he adopted the submissions of the Sex Discrimination Commissioner of the Human Rights and Equal Opportunity Commission who appeared as amicus curiae in this matter.

Application of HREOCA to States


In James Rainsford v State of Victoria [2001] FMCA 115 the respondent submitted that the Human Rights and Equal Opportunity Commission Act 1986 (Cth) ("HREOCA") did not have any relevant application to the Crown in right of the State of Victoria and accordingly the Federal Magistrates Court had no jurisdiction to hear the matter. The argument was based on the apparent failure of HREOCA to specify that the provisions relating to the grant of jurisdiction to the Federal Court and Federal Magistrates Court applied to the Crown in right of a State. This argument was upheld by McInnis FM, and resulted in legislative amendment to reverse the effect of the decision; see below.

Swinging House Parties


In Ball v Morgan & Anor [2001] FMCA 127 a claim arose out of "swinging house parties" run by the respondents at their home under the name "Club Jacaranda", for which guests paid a fee. The applicant complained of discrimination on the basis of her disability which required her to use a wheelchair.

McInnis FM found that the operation by the respondents of Club Jacaranda constituted a breach of the Prostitution Control Act 1994 as it is properly characterised as an illegal brothel under that Act, and the protection of the Disability Discrimination Act 1992 (Cth) ("DDA") should therefore not apply. He stated that it was "contrary to the public interest for the courts to simply enforce a right arising out of human rights legislation if indeed that right were not to be enforceable as a contract due to illegality". Even if the applicant was not aware of the illegality of her conduct at the time, and/or her conduct was not unlawful, it was the view of McInnis FM that "the activities conducted at the premises are sufficiently anti-social to justify the court refusing to enforce rights arising out of human rights legislation."

When determining if relief should be granted, McInnis FM looked at whether the grant of relief would "affront the public conscience." He was of the view that the refusal to grant relief should be assessed in terms of it being "a sanction which would have to be proportionate to the seriousness of the illegality involved." He concluded that the nature of the activities at Club Jacaranda would affront the public conscience and that the refusal to grant relief in this matter was not disproportionate having regard to the nature of the activities involved.
In any event, McInnis FM found that the complaint of disability discrimination was not made out on the facts.

Principles for commencement out of time


The principles to be applied when commencing human rights proceedings beyond the 28 day time-limit (s.46PO(2)) were considered in two cases by McInnis FM. In Phillips v Australian Girls Choir & Anor [2001] FMCA 109 his Honour substantially followed the decision of Wilcox J in Hunter Valley Developments Pty Ltd v Cohen 3 FCR 344 which had considered the issue in the context of the Administrative Decisions (Judicial Review) Act 1977. McInnis FM stated:

In the light of A'Hearn's case [Comcare v A'Hearn (1993) 45 FCR 441] it is clear that at least one of the principles referred to by Wilcox J in the Hunter Valley decision needs to be modified, namely that it should not be any longer regarded as law that the inexcusable delay on the part of a solicitor should be visited upon the client and nor should it be a principle that there is in fact a pre-condition to the exercise of discretion in favour of the applicant for extension to show an acceptable explanation for delay or that it's fair and equitable in the circumstances to extend time. In the light of the decision in Ahearn's case it is useful to set out in modified form the relevant principles in relation to the exercise of the Court's discretion when considering an extension of time in a human rights application based upon those principles distilled by Wilcox J in Hunter Valley as follows:

1. There is no onus of proof upon an applicant for extension of time though an application has to be made. Special circumstances need not be shown, but the court will not grant the application unless positively satisfied it is proper to do so. The 'prescribed period' of 28 days is not to be ignored (Ralkon v Aboriginal Development Commission (1982) 43 ALR 535 at 550).

2. It is a prima facie rule that the proceedings commenced outside the prescribed period will not be entertained (Lucic v Nolan (1982) 45 ALR 411at 416). It is not a pre-condition for success in an application for extension of time that an acceptable explanation for delay must be given. It is to be expected that such an explanation will normally be given as a relevant matter to be considered, even though there is no rule that such an explanation is an essential pre-condition (Comcare v A'Hearn (1993) 45 FCR 441 and Dix v Client Compensation Tribunal (1991) 1 VR 297 at 302).

3. Action taken by the applicant other than by making an application to the court is relevant in assessing the adequacy of the explanation for the delay. It is relevant to consider whether the applicant has rested on his rights and whether the respondent was entitled to regard the claim as being finalised. (See Doyle v Chief of Staff (1982) 42 ALR 283 at 287).

4. Any prejudice to the respondent, including any prejudice in defending the proceeding occasioned by the delay, is a material factor militating against the grant of an extension. (See Doyle at p 287)

5. The mere absence of prejudice is not enough to justify the grant of an extension. (Lucic at p 416)

6. The merits of the substantial application are properly to be taken into account in considering whether an extension of time should be granted. (See Lucic at p 417)

7. Considerations of fairness as between the applicant and other persons otherwise in a like position are relevant to the manner of exercise of the court's discretion (Wedesweiller v Cole (1983) 47 ALR 528).

This passage was repeated by McInnis In Beling v Stapels [2001] FMCA 135.

Dismissal on basis of family responsibility


In Song v Ainsworth Game Technology [2002] FMCA 31, in which an employee complained of discrimination on the basis of family responsibility having been made a part-time employee, Raphael FM considered the meaning of "dismiss" in s.14(3A) of the SDA:


It is unlawful for an employer to discriminate against an employee on the ground of the employee's family responsibilities by dismissing the employee.


His Honour found that by unilaterally changing the applicant's contract from full-time to part-time, this constituted a change to the fundamental terms to the employment contract and therefore constituted a "dismissal".

The respondent argued that "dismissal" required a total cessation of the employment relationship (as opposed to the employment contract), relying on Brackenridge v Toyota Motor Corporation Australia Ltd (1996) 142 ALR 99. His Honour distinguished Brackenridge as having examined the meaning of "termination" in light of ILO Convention 158 and ILO Recommendation 166, when the present provision was introduced into the SDA by virtue of ILO Convention 156. He favoured a "more purposive and wide ranging construction of the word 'dismiss'" which included unilaterally changing a persons' employment arrangements from full-time to part-time.

The decision is under appeal, to be heard by a full bench of the Federal Court in August 2002.

Manifestation of Disability


In Randell v Consolidated Bearing Company (SA) Pty Ltd [2002] FMCA 44, Raphael FM considered a complaint of disability discrimination by a man with a mild dyslexic learning disability. The condition contributed to him taking longer than a person without his disability to learn and become proficient in the tasks which he was set. His poor performance resulted in him being dismissed. The complainant had not initially informed his employer of his disability, but had done so prior to his dismissal.

Raphael FM found that the employer discriminated against the complainant in failing to deal with his unsatisfactory performance by either seeking support services (available to them through Employment National) or offering him alternative employment. In considering the issue of behavioural manifestations of a person's disability, he stated:

The respondent in this case cites Tait v Raffin [2000] FCA 1582 as authority for the proposition that if the alleged discriminator does not know of the discriminatee's disability he cannot be guilty of discrimination. I would not cavill with the decision of Wilcox J upon the facts of that particular case which was considered by Emmett J in State of NSW v HREOC [2001] FCA 1199. That case raises some doubts about the extent to which one can "treat behaviour as necessarily being a manifestation of [a] disability." (para 45). But this case before me is different. One responsible member of the respondent's staff did know that Mr Randell was dyslexic some days before he was dismissed. [His manager] knew before the dismissal and used that knowledge to indicate why the applicant could not be employed in any other capacity.

Legislative Changes

Human Rights and Equal Opportunity Commission Amendment Act 2002


The apparent effect of the decision in Rainsford v State of Victoria (above) was that no complaints under Commonwealth anti-discrimination legislation could be brought against the States. To correct what was characterised as a "drafting oversight", the Federal Parliament passed the Human Rights and Equal Opportunity Commission Amendment Act 2002. This inserted subsection 6(1A) into the principal Act, providing that Part IIIB of that Act which provides for redress for unlawful discrimination binds the Crown in right of the States. The Act received Royal Assent on 4 April 2002 and was taken to have commenced on 13 April 2000.

Sex Discrimination Amendment (Pregnancy and Work) Bill 2002


The Sex Discrimination Amendment (Pregnancy and Work Bill) 2002 was introduced on 13 February 2002 and replaces the Amendment Bill (No 2) 2001 which lapsed last year with the announcement of the federal election. The Bill responds to concerns raised by the Human Rights and Equal Opportunity Commission Report, Pregnant and Productive: Its a Right not a Privilege to Work While Pregnant (2000) and implements recommendations 36, 37 & 43 of that report.

The Bill does not does not expand the operation of the Act, but rather clarifies the provisions that protect pregnant and potentially pregnant and breast feeding women, and confirms that discrimination on the grounds of breastfeeding is prohibited by the Sex Discrimination Act 1984 ("the Act").

The Bill makes it clear that the definition of 'sex discrimination' in s.5 of the Act includes breastfeeding as a characteristic that pertains generally to women, and removes any doubt that discrimination against a woman on the basis that she is breastfeeding amounts to unlawful sex discrimination.

The Bill also makes it clear that employers will not be able to ask women questions about pregnancy or potential pregnancy in job interviews and people will not be able to discriminate against breastfeeding women. Similarly, it clarifies the federal anti-discrimination laws to ensure that medical information collected from pregnant women may only be used for appropriate purposes, such as for genuine occupational health and safety reasons and not in a discriminatory manner.

Disability Discrimination Amendment Bill 2002


The Disability Discrimination Amendment Bill 2002 was introduced on 13 February 2002 and is the same in substance as the Amendment Bill 2001. It amends the Disability Discrimination Act 1992 to allow HREOC to grant exemptions form disability standards dealing with public transport services

HREOC can currently grant an exemption from Division 1 (discrimination at work) or Division 2 (discrimination in other areas) of the DDA, but does not have the power to grant exemptions from disability standards.

HREOC will have to consult with the National Transport Secretariat before granting an exemption from the disability standards, and anyone else it sees as appropriate. Exemptions can be granted for up to five years which can be extended on application.

State and Territory Anti-Discrimination Law

Legislative changes

  • The Tasmanian Anti-Discrimination Amendment Act 2001 came into force on 17 December 2001, which allows education, health and welfare employers to discriminate on religious grounds, allowing them to hire employees who uphold their particular religious beliefs.
  • The Tasmanian Anti-Discrimination Amendment Act 2001 commenced on 17 December 2002. It amends section 52 of the Anti-Discrimination Act 1998, which deals with exceptions to discrimination in employment on the grounds of religion.
  • The Race and Religious Tolerance Act 2001 (Vic) came into force on 1 January 2002. The Statute Law Amendment (Relationships) Act 2001(Vic) also came into force, amending 43 Victorian Acts to recognise the rights and responsibilities of all couples regardless of gender.
  • Western Australia introduced legislation outlawing discrimination on the basis of sexual orientation in employment, education, accommodation access, the provision of goods and services and facilities. The legislation also provides equal inheritance rights for same-sex partners, enables medically infertile women to access IVF treatment, and includes same-sex partners as beneficiaries under the WA Parliamentary Superannuation and State Superannuation Schemes.

Race Discrimination

Kapoor v Monash University & Anor [2001] VSCA 247 (21 Dec 2001): The complainant's origins were from the Indian Hindus of the Brahmin Caste. She alleged that her employer, Monash University, did not renew her contract on a racially discriminatory basis. The complainant claimed that Monash University believed she was unsuitable for the job because she had a reserved disposition, which was a characteristic of her race and religion. Monash University argued that her contract was not renewed as she lacked the ability to perform the job's requirements.

The complainant was appointed to conduct the English course element of the Monash Orientation Scheme for Aborigines ("MOSA"). This position involved special skills, and an understanding and appreciation of their particular special needs. The job sometimes involved field trips with the students. On a particular field trip, it was alleged that the complainant did not mix with the students, which meant that she did not develop a proper understanding of their special needs and this had a detrimental impact on her ability to teach the MOSA program as required. The complainant argued that her "reserved personality and social habits" were a product of her religion and race, and that the University's decision not to renew her contract on this basis amounted to racial discrimination.

The Court of Appeal found if the University did not mentally connect the complainant's reserved disposition with her race or religion, then the impugned decision did not amount to discrimination for the purposes of the Equal Opportunity Act 1985 (Vic). In order to prove "characteristic" discrimination, the complainant needed to show that a substantial reason for its decision was that her reserved disposition was a race or religion based characteristic. The Tribunal stated that a construction of the Act as submitted by the complainant would "inhibit employers and give protection to employees in circumstances which could not have been intended by the legislature."

Sex Discrimination

Bonella & Ors v Wollongong City Council [2001] NSWADT 194 (29 Nov 2001): The NSW Administrative Decisions Tribunal found that Wollongong Council's car policy indirectly discriminated against five female assistant managers. 75% of the male assistant managers were given cars with the right to private use, however only 50% of the female managers were given such rights. The Tribunal found that the council had indirectly discriminated against female managers as it focused on the intention of the policy, not on its outcome. The complainants had raised the issue with the respondent, and the Tribunal noted that the respondent "ignored the effect of its policy of allocating motor vehicles to only some of its employees, which was that the employees with private rights use received more rewards". The Tribunal thus expressed this as being an "equal remuneration" case.

The Tribunal awarded each woman $7,500 for general damages relating to humiliation and stress, however rejected their claim for damages for economic loss, stating that what the complainants lost "was the opportunity to be considered for a work-related benefit in a non-discriminatory manner." The Tribunal also refused to award costs. Rather than order that Wollongong council no longer follow the policy found to be indirectly discriminatory, the Tribunal gave the Council an opportunity to consider the effect of the policy, and take steps to remedy it itself. If they did not do so within 16 weeks, the Tribunal gave the complainants leave to return to the tribunal for an order.

Delaney v Pasunica Pty Ltd (t/as Seasoned Chicken Homestyle) [2001] VCAT 1870 (13 September 2001): The Victorian Civil and Administrative Appeals Tribunal ordered the respondent to pay a 16 year old former shop assistant $29,489.10 after it found that the proprietor of the shop had sexually harassed her during the first week of her job. The Deputy President of the Tribunal noted that the allegations were so serious that some of them could have equally been brought as criminal prosecutions. The allegations included that that the proprietor poked her in the buttocks several times with a rotisserie fork, groped her breasts and bottom, and that he sat her down on a chair and pushed his penis into her face, saying "Come on, give me a head job, I know you want to."

As the allegations related to incidents to which there were no witnesses, the issue of proof was central to the case. The Tribunal favoured the complainant's version of events, taking into account the evidence of her GP, psychiatrist and counsellor; the contemporaneous accounts the girl gave to her mother; and the fact that her story had not changed over the two years since the incidents occurred, or under cross-examination. It stated that the consistency, quality and volume of such evidence should be preferred to the evidence of the respondent. He simply denied most of the allegations, and the Tribunal found the evidence of his brother to be unreliable, at times supporting the evidence of the complainant.

Deputy President Coghlan awarded the complainant $25,000 in general damages; $3,617.60 for loss of earnings and $871.50 for medical expenses. She refrained from awarding aggravated damages, as she was of the view that there had been no conduct by the proprietor "calculated to increase the hurt and humiliation" suffered by the girl.

Disability Discrimination

Rabadi v Commissioner of Corrective Services [2002] NSWADT 23, (21 Feb 2002): The NSW Administrative Decisions Tribunal rejected a disability discrimination claim by a prison guard seriously assaulted at work, as he was not able to carry out the inherent requirements of the job. The assault left him with back, neck, left shoulder, and right leg injuries. The extent of the injuries led to a medical certificate being issued requiring "no heavy lifting, no prolonged sitting or standing, no bending, no pushing, no pulling." The assault also left him with psychiatric problems variously described as post-traumatic stress disorder, depression, and inability to handle stress.

The complainant alleged that due to his injuries, he had suffered discrimination relating to his general treatment at work, his failure to be promoted to one of several positions, and when he was medically retired. Regarding his treatment at work, the Tribunal accepted the incidents he complained of were minor in relation to the effort the Department went to, to accommodate his disabilities.

The Tribunal found that barring him from the promotion was discriminatory, but not unlawful because of the inherent requirements of the position. The position would have required him to be able to physically manhandle prisoners on occasions, which he was unable to do. It noted that the "inherent requirement" defence under the Anti-Discrimination Act 1977 (NSW) does not normally apply to actions relating to existing employees. The defence is available under s49D(4) and applies under s49D(1)(b) "which covers the action of determining who should be offered employment. It does not apply to s49D(2)(b), the action of denying an employee access to opportunities for, relevantly, promotions." As the Department had allowed him to apply for the promotion, and he had been considered for selection, the Tribunal was of the view that the inherent requirement defence of (1)(b) applied.

The Tribunal found that the complainant's medical retirement was not unlawful under the inherent requirement defence. It accepted that his physical and psychiatric disabilities were so extensive that it placed too great a burden on the Department.

Sexuality Discrimination

Burns v Dye [2002] NSWADT 32 (12 March 2002): This decision dealt with homosexual vilification under s49ZT of the Anti-Discrimination Act 1977 (NSW). The Tribunal found that a homosexual man had been vilified by his neighbour in only one incident of a number complained of. To satisfy the requirements for homosexual vilification under the Act, a complainant must prove that the acts complained of were "public" acts inciting hatred, serious contempt or severe ridicule.

The neighbour had scrawled graffiti on the complainant's door saying "fags live here, faggots should die". The Tribunal found this to constitute vilification, as it was addressed to the general public, and was "urging or encouraging anyone with the inclination to take heed of the message being conveyed". However, the Tribunal found that the other acts complained of, although "highly offensive" and "unwelcome and threatening", did not constitute vilification. For example, when the respondent yelled abuse at the complainant from the stairs in a block of units, using terms such as "poofter" and "faggot", the Tribunal was of the view that it was not enough to "prompt an ordinary, reasonable person to requisite feelings of ill-will" to the complainant, and thus did not constitute vilification.

The Tribunal awarded the complainant $1000 general damages, and ordered the respondent to make a formal written apology to the complainant.

There was strong dissent in this decision of by one of the members of the Tribunal. Member Tony Silva found that the other acts complained of satisfied the criteria in the Act and thus constituted homosexual vilification. He was also of the view that the complainant should have been awarded $15,000 compensation.

Procedural Issues

Crewsdon v Niland & Ors [2002] NSWADTAP 5, (4 March 2002): In this case, the NSW Administrative Decisions Tribunal - Appeal Panel found that it has broad powers to dismiss complaints where it is required for "the efficient, effective and expeditious conduct of proceedings even if the complaint is not frivolous or vexatious". The Panel noted that equal opportunity legislation is to be interpreted beneficially, and that such benefits apply to both complainants and respondents. "The legislation…recognises that a complaint may not be frivolous, vexatious, misconceived or lacking in substance yet if the complainant has demonstrated either an unwillingness or an inability to co-operate with the tribunal and the respondents in having the matter ready for hearing within an acceptable time, the complaint may nonetheless be dismissed." The Appeal Panel took into account the fact that the complainnt had attempted to postpone a hearing by withdrawing his complaint when he thought it was not going his way, only to attempt to re-list it later.

Immigration and Refuge Law

Legislation

  • The Migration Legislation Amendment (Transitional Movement) Act 2002 (Cth) commenced operation on 4 April 2002. This Act amends the Migration Act 1958 (Cth) ("Migration Act") to allow a "transitory person" (a person who is taken to Nauru or PNG and all persons aboard the Aceng or MV Tampa) who is brought to Australia and remains in Australia for a continuous period of six months to make a request to the Refugee Review Tribunal ("the Tribunal") for an assessment of whether that person is a refugee under the Refugee Convention and Protocol. The decision of the Tribunal is subject to a privative clause.

    If a "transitory person" has engaged in "uncooperative conduct" either before or after the person was brought to Australia, then the Secretary of the DIMIA may issue a certificate to that effect to the Tribunal. "Uncooperative conduct" is defined as failing or refusing to cooperative with relevant authorities in relation to attempts to remove the person to a country where the person formerly resided or another country, or in relation to the detention of the person in Nauru or PNG. The issuing of a certificate by the Secretary is subject to a privative clause.

  • The Australian Citizenship Legislation Amendment Act 2002 also commenced operation on 4 April 2002. This Act repeals section 17 of the Australian Citizenship Act 1948 (Cth) and enables Australian citizens to acquire another citizenship without losing their Australian citizenship.

Procedure

Following 11 September 2001, all applicants for an Australian visa are now required to complete Form 1190 "Additional character declaration" which asks whether an applicant has ever "served in a military force or state sponsored private militia, undergone any military/paramilitary training, or been trained in weapons/explosives use (however described)". A failure to complete this form may result in there being insufficient evidence to satisfy the Minister's delegate that the applicant passes the character test.

"Privative clause" decisions

As yet there is no decision of either the High Court or a Full Court of the Federal Court dealing with the effect of the "privative clause" in section 474 of the Migration Act, inserted by the 2001 amendments to that Act [see Legal Bulletin, Volume 2, issue 5]. A five bench Full Federal Court considered this issue on 3, 4 and 5 June 2002 in Melbourne (NAAV v Minister for Immigration & Multicultural Affairs, NABE v Minister for Immigration and Multicultural Affairs).

To date, where this issue has been considered, there has been divided opinion between judges of the Federal Court as to whether the "Hickman" exceptions to the privative clause in s474 include matters going to "jurisdictional error" and "natural justice".

(a) Examples of a broad view of "Hickman" exceptions

In Walton v Ruddock [2001] FCA 1839 (20 December 2001) Merkel J found that, as s474 and Part 8 of the Migration Act are silent on compliance or non-compliance with the rules of natural justice, there is no clear legislative intention to abrogate or exclude the rules of natural justice. He held that s474 did not, therefore, prevent the review of decisions for a failure to comply with rules of natural justice, being decisions in excess of jurisdiction.

In Boakye-Danquah v MIMIA [2002] FCA 438 (11 April 2002), Wilcox J found that s474 did not prevent the Court from granting relief for jurisdictional error of the kind discussed by McHugh, Gummow and Hayne JJ in MIMIA v Yusuf [2001] HCA 30 at [82] relying on the formulation in Craig v South Australia (1995) 184 CLR 163 at 179 as follows:

If … an administrative tribunal falls into an error of law which causes it to identify a wrong issue, to ask itself a wrong question, to ignore relevant material, to rely on irrelevant material or, at least in some circumstances, to make an erroneous finding or to reach a mistaken conclusion, and the tribunal's exercise or purported exercise of power is thereby affected, it exceeds its authority or powers. Such an error of law is jurisdictional error which will invalidate any order or decision of the tribunal which reflects it.

Wilcox J stated that:

Application of more recent decisions of the High Court may mean that court intervention is now available in circumstances wider than those identified by Dixon in Hickman. If so, that is the effect of the development of the law over the intervening 57 years. It is not a reason for refusing to apply the more recent decisions.

He did not discuss whether natural justice principles had been excluded by s474.

Finkelstein J in Kwan v MIMA [2002] FCA 498 (23 April 2002) appears to agree with Wilcox J's approach in relation to jurisdictional error.

In the most recent case of WACN v MIMIA [2002] FCA 504 (29 April 2002), Nicholson J assumed "in the interests of the applicant" that jurisdictional error and natural justice lie within the retained permitted jurisdiction of the Court.

(b) Examples of a narrow view of "Hickman" exceptions

On the other hand, Gyles J in NAAX v MIMIA [2002] FCA 263 (15 March 2002) read the Hickman exceptions to s474 narrowly. He found that:

there are jurisdictional errors and there are jurisdictional errors, in the sense that some will, whilst others will not, be affected by a privative clause … To conclude that prohibition will go in all cases of jurisdictional error of the type identified in Craig … and all cases of the breach of the rules of natural justice would be to ignore the clear distinction drawn in Hickman and render s474 and like privative clauses devoid of content.

On the facts in this case he held that s474 is inconsistent with the existence of an implied duty to afford procedural fairness by supplying information going beyond the explicit requirements of Div 4 of Part 7 of the Migration Act. While his Honour stated that he was not "intending to answer an abstract question as to whether a privative clause can exclude natural justice", he went on to assert that the suggestion by Spigelman CJ in Vanmeld Pty Ltd v Fairfield City Council (1999) 46 NSWLR 78 that it did not:

involves a variation and extension of the Hickman exceptions which are binding upon me and too well entrenched for extension, short of the High Court, particularly in relation to a clause which is, and is designed to be, indistinguishable from that considered in Hickman and many cases which have followed it.

Gyles J also found that the privative clause was not unconstitutional. He held that it did not operate to give judicial power to an administrative body as the Tribunal was not making a determination as to existing rights but whether a new right (under the Migration Act) should be granted.

Tamberlin J in NABE v MIMIA [2002] FCA 281 (19 March 2002) reached a similar conclusion to Gyles J, although he did not consider whether natural justice principles had been excluded by s474. He held that jurisdictional error of Yusuf and Craig kind has been expressly excluded by section 474. He stated that:

Section 474 in terms makes it evident that the decision of the RRT is intended to authoritatively resolve questions of fact and law before it. That principle is qualified by the authorities to the effect that a privative clause will not apply to prevent judicial review or where the decision is unconstitutional or in breach of a specific, express or indispensable precondition to jurisdiction or exercise of power, or where the empowering statute makes it clear that compliance with a condition is essential to the exercise of jurisdiction.

The approach of Gyles J in NAAX was specifically approved by Beaumont J in NABM v MIMA [2002] FCA 335 (26 March 2002) where he stated:

In my view, the decision of Gyles J in NAAX is correct. There is no scope for reading into the provisions of Part 7 of the Act as it now stands an implied duty of procedural fairness, breach of which can provide a basis for review on the grounds of jurisdictional error.

It was also approved by Heerey J in Turcan v MIMA [2002] FCA 397 (18 April 2002).

(c) Middle ground?

In Ratumaiwai v MIMA [2002] FCA 311 (20 March 2002), Hill J claimed the middle ground. He stated that:

For my part I am inclined to agree with Gyles [in NAAX] that s474 would preclude the Court … from making an order for prohibition absolute where there had been a denial of natural justice … On the other hand, there is nothing in s476 [sic: 474?] which would prevent the court from setting aside in judicial review proceedings a decision made in excess of jurisdiction under one of the other heads of review (eg, error of law) and so there is no reason to believe that Parliament would thus have limited this Court's power to grant prohibition where there was jurisdictional error.

However, in Wang v MIMIA [2002] FCA 477 (17 April 2002), Hill J cast doubt on his decision in Ratumaiwai. He referred to the decision of Wilcox J in Boakye-Danquah and stated:

With respect to his Honour, the policy he attributes to Parliament is in my view rather charitable both as expressed in the language used by Parliament and in the extrinsic material to which I have referred. Accordingly, I propose to follow the views of Gyles [in NAAX] and Tamberlin JJ [in NABE]. In doing so I am conscious that not all of what I have said in the present judgment can be reconciled with the views, expressed as dicta, which I wrote in Ratumaiwai …

Other decisions

Minister for Immigration and Multicultural Affairs v Khawar [2002] HCA 14. Mrs Khawar and her three children, all citizens of Pakistan, applied for a protection visa on the basis that she was a victim of serious and prolonged domestic violence on the part of her husband and members of his family, and that the police in Pakistan refused to enforce the law against such violence or otherwise offer her protection and that such discrimination is both tolerated and sanctioned by the state.

The Tribunal rejected Mrs Khawar's claim as it found that, if Mrs Khawar's allegations were true, those harming her were not motivated by a Convention reason, namely, her race, religion, nationality, political opinion or membership of any particular social group. The conduct of her husband and his family was for purely personal reasons related to the circumstances of her marriage, the fact that she brought no dowry to the family and their dislike of her as an individual.

The Tribunal did not make findings of fact in relation to whether Mrs Khawar was able to obtain police protection from the violence suffered by her and failed to determine whether Mrs Khawar was a member of a particular social group in Pakistan within the meaning of the Convention.

HELD: The majority of the High Court (Gleeson CJ, McHugh, Gummow and Kirby JJ, Callinan J dissenting) found that:

  • While the paradigm case of persecution contemplated by the Convention is persecution by the state, Article 1A(2) will be satisfied where the "persecution" consists of two elements:

    (a) the criminal conduct of non-state agents, such as private citizens; and

    (b) the toleration or condonation of such conduct by the state or agents of the state which results in the denial of a fundamental human right otherwise enjoyed by Pakistani nationals, namely, access to law enforcement authorities to secure a measure of protection against violence to the person. It would not be sufficient to show maladministration, incompetence or ineptitude on the part of the state or its agents.

  • It was open to the Tribunal to find that a group as broad as "women in Pakistan" are a "particular social group" under the Convention. The size of the group does not matter, nor is it necessary for the alleged persecution to define the group.

The case was remitted to the Tribunal to be dealt with according to law.

Minister for Immigration and Multicultural Affairs v Bhardwaj [2002] HCA 11. The Immigration Review Tribunal made a 'decision' affirming the cancellation of the respondent's visa. However, through an administrative oversight, the Tribunal did not give the respondent an opportunity to attend a hearing to present evidence and argument before doing so. When it realised what had happened, the Tribunal conducted a further hearing, which was attended by the respondent, and made a fresh decision.

HELD: A majority of the High Court (Gleeson CJ, Gaudron, McHugh, Gummow, Hayne and Callinan JJ, Kirby J dissenting) held that the Tribunal was able to do this. All the majority judges held that the Tribunal had failed to discharge its statutory function in making the original decision, such that the Tribunal had failed to conduct a "review" of the decision as required by the Migration Act. The Court held that nothing in the Act or the principles of administrative law required that a purported decision involving jurisdictional error should be treated as valid unless and until set aside by a court. Thus it was open to the Tribunal to reconsider the matter and make the second decision.

In re Patterson; ex parte Taylor [2001] HCA 51. T was a child and a British subject when he arrived with his parents to settle in Australia in 1966. In Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 the High Court held that a resident of Australia who was not a citizen and whose parents where not citizens could be treated as an "alien" within Constitution s.51(xix). Following the Nolan decision the Migration Act and the Australian Citizenship Act were amended in 1987. The 1987 amendments to the Citizenship Act removed the favoured status of British citizens and the amendments to the Migration Act placed it under the power given over aliens by Constitution s.51(xix) rather than the power with respect to immigration in s.51(xxvii). After further amendments to the Migration Act in 1994 T was taken to hold a visa under the Migration Act by operation of law.

In June 2000, a delegate of the Minister for Immigration cancelled T's visa under s.501(3) of the Migration Act. T commenced proceedings in the original jurisdiction of the High Court seeking constitutional writs. T submitted that he was not an "alien" and the Migration Act did not authorise an order to remove him from Australia.

HELD: The majority of the Court accepted that T was beyond the "immigration" power in Constitution s.51(xxvii) because he had been "absorbed". By a majority of 4 to 3 the Court decided to overrule Nolan and hold a British subject who entered Australia before 1973, or possibly May 1987 (when the amendment of the Migration Act and Citizenship Act occurred), was not an "alien": Gaudron J [42]; Kirby J [103]; Callinan J [380]; McHugh agreed that Nolan should be overruled but concluded British subjects ceased to be aliens in 1973 when the Royal Style and Titles Act 1973 (Cth) commenced [94]; Gleeson CJ dissented [7] as did Gummow with Hayne JJ [252]. The Court made an Order Absolute for a Writ of Certiorari to quash the decision.


General Law


Constitutional Law


In Re McBain; Ex Parte Australian Catholic Bishops' Conference and Another, Human Rights and Equal Opportunities Commission and others intervening [2002] HCA 16, the High Court considered applications (brought in the court's original jurisdiction) to quash a decision of Sundberg J, a judge of the Federal Court of Australia.

In the proceedings before Sundberg J, Dr McBain (a gynaecologist) sought a declaration that certain provisions of the Infertility Treatment Act 1995 (Vic) were inoperative because they were inconsistent with the Sex Discrimination Act 1984 (Cth).

The applicants were not parties to the action in the Federal Court, but had been granted leave to be heard as amici curiae. The parties to the Federal Court action did not appeal Sundberg J's decision.

The High Court unanimously dismissed the application. The majority (Gleeson CJ and Gaudron, Gummow and Hayne JJ) held that the High Court did not have jurisdiction to consider the applications because they did not give rise to a "matter" within the meaning of Ch III of the Constitution. The other members of the Court agreed that the application should be dismissed, but on different grounds.

None of the members of the Court gave any detailed consideration to issues raised in the proceedings regarding the validity and interpretation of the Sex Discrimination Act 1984.

In United Mexican States v Cabal (2001) 183 ALR 645 a Full Court of the High Court (Gleeson CJ, McHugh, Gummow J) allowed an appeal against an order of Kirby J. Kirby J had granted bail to Mr Cabal, who had been detained under a warrant issued under the Extradition Act 1988 (Cth) pending the hearing of an appeal against an order of the Full Court of the Federal Court challenging the extradition order.

The Full Court of the High Court held (allowing the appeal and dismissing the application for bail) that:


(i) quite apart from the provisions of the Extradition Act, the High Court has power to grant bail in extradition and criminal cases as an incident of its powers under section 73 of the Constitution to hear appeals from the orders of certain courts;
(ii) although the Extradition Act does not diminish the powers of the Court under section 73 of the Constitution, the court must still take into account the purpose and policy of that act when exercising its constitutional power. The principles which govern an application made under the Extradition Act will "illuminate" the object of the proceedings that give rise to the relevant application or appeal to the High Court;
(iii)having regard to the above, bail should only be granted in extradition cases under section 73 of the Constitution where the circumstances of the particular individual case are "special" and there is no real risk of flight; and
(iv) the exercise of discretion by Kirby J to grant bail miscarried because his Honour made no finding about the likelihood of the applicant attempting to flee. His Honour also failed to make a finding that the applicant had made out a very strong case for the grant of special leave. After considering those matters, the Court refused Mr Cabal's application for bail.

In Pasini v United Mexican States [2002] HCA 3 (13 February 2002) the High Court considered a special leave application which raised the validity of certain provisions of the Extradition Act 1988 (Cth). Those provisions required that an appeal to the Federal Court from an extradition order of a magistrate be conducted on the basis of the material before the magistrate. The High Court dismissed the application for special leave, holding:


(i) the authority committed to a magistrate under the Extradition Act 1988 (Cth) did not involve the exercise of judicial power (involving, instead, an administrative determination of whether a person is eligible for surrender to an extradition country);
(ii) however, the review, by the Federal Court, of the exercise of that authority did involve the exercise of judicial power;
(iii) some powers may appropriately be treated as administrative when conferred on an administrative body and judicial when conferred on a court; and
(iv) the court's function in reviewing an administrative decision includes determining the rights and liabilities of the parties and thus involves an exercise of judicial power.

Practice and Procedure

In Kingham v Cole [2001] FCA 47, Heerey J considered a practice note of the Royal Commissioner conducting the Royal Commission into the Building Industry. That practice note provided that a person would not be permitted to cross-examine a witness until the person provided a statement of evidence indicating where the person disagreed with the witness. Heerey J found that the practice note was not ultra vires and was not contrary to natural justice.

In Kabushiki Kaisha Sony Computer Entertainment v Stevens (2001) ATPR 41-846, Sackville J granted the ACCC leave to appear as amicus curiae in proceedings brought under the Copyright Act 1967 (Cth) and the Fair Trading Act 1987 (NSW). His Honour discussed the relevant principles involved in considering an application for leave to appear as amicus curiae.

Other

In Police v Darby (NSW Magistrates Court, 21 November 2001) Deputy Chief Magistrate Jerram refused to admit certain evidence obtained using "Rocky", a "drug sniffer dog". Her Worship held that the search was illegal as it preceded the formation of (and indeed created) a reasonable suspicion that the defendant was in possession of a prohibited drug. Her Worship concluded that that illegality outweighed considerations in favour of the admission of the evidence. She therefore declined to admit the evidence pursuant to section 138 of the Evidence Act 1995 (NSW).

Her worship also expressed the view that the actions of the police were in breach of article 17 of the ICCPR, in that "search of persons in public places in these circumstances, given the illegality, can be seen to create an 'unlawful interference' with …privacy".

In North Australian Aboriginal Legal Aid Service v Bradley [2001] FCA 1728, Wienberg J dismissed an application alleging that the appointment of the Chief Magistrate of the Northern Territory was for improper or extraneous purposes and contrary to an implicit requirement that judicial independence be protected.

In Wong v Q (2001) 185 ALR 233 the High Court considered the practice adopted by the New South Wales Court of Criminal Appeal of describing some judgments as "guideline judgements". In the proceedings that were the subject of the appeal, the Court of Criminal Appeal had received evidence from the prosecution concerning drug importation and published a table of "sentencing guidelines".

The majority of the High Court found that the principles underlying the sentencing guidelines were flawed, in that those guidelines selected weight of the narcotic as the primary factor to consider in sentencing.

Three of the majority judges (Gaudron, Gummow and Hayne JJ) further found that the Court of Criminal Appeal had no jurisdiction to issue the guidelines. Their Honours stated that the Court only had jurisdiction over matters concerning the particular offenders in the proceedings before it. It had no jurisdiction in respect of sentences passed or to be passed on others.

In Cubillo v Commonwealth of Australia (2001) 183 ALR 249, the Full Federal Court dismissed an appeal by the appellants, who are members of the stolen generation. The trial Judge had earlier dismissed the applicant's claims that:

  • they had been wrongfully imprisoned;
  • they had been victims of a breach of statutory duty by the Director of Native Affairs (for whom the respondent was alleged to be vicariously liable); and/or
  • they had suffered loss by reason of breaches of duties of care and fiduciary duties owed by the Commonwealth.

The Full Court found that the trial judge was correct in rejecting the appellant's substantive claims.

Their Honours further found that the trial judge was correct in finding that the Commonwealth had suffered irremediable prejudice by reason of the appellant's delay in bringing proceedings, meaning that the appellant's should not therefore be granted an extension of time under the Limitation Act 1981 (NT) (in respect of all actions save for the fiduciary duty action). As regards the fiduciary duty action, the Full Court agreed with the trial judge's conclusion that the defence of laches barred the appellant's from pursuing that action.

Their Honours specifically noted that they had not been required to make findings regarding the existence or otherwise of the stolen generation and that no part of their reasons should be construed as doing so.

An application for special leave to appeal was subsequently refused by the High Court.


Australian and International Privacy Law

Australia

Privacy Amendment (Private Sector) Act


The Privacy Amendment (Private Sector) Act 2000 (Cth) came into force on 21 December 2001. It seeks to regulate the use of personal information by private sector organisations and set out the rights of individuals in relation to their personal information. Organisations to which the regulations apply must either implement the ten National Privacy Principles (NPPs) or adopt their own privacy code with the approval of the Privacy Commissioner. The first private sector privacy code was approved on 17 April, 2002, being a code submitted by the Insurance Council of Australia to cover the general insurance industry.

The National Privacy Principles are set out in Schedule 3 of the Privacy Act and legally bind organisations in the way that they must handle personal information. The NPPs cover collection, use and disclosure, data quality, data security, openness, access and correction, identifiers, anonymity, transborder data flows and sensitive information.

The new provisions apply to:

  • Organisations with an annual turnover of more than $3 million, including not-for-profit organisations;
  • All health service providers regardless of turnover;
  • Businesses with an annual turnover of $3 million or less that are related to another business that has an annual turnover of more than $3 million;
  • Businesses that disclose personal information for a benefit, service or advantage or provide someone else with a benefit, service or advantage to collect personal information, regardless of turnover; and
  • Any business that is a contracted service provider for a Commonwealth contract, regardless of turnover.

Anti-Terrorism Bills


The Federal Government is currently considering several bills designed to give greater powers to ASIO in investigating alleged terrorist activities. The bills will grant ASIO wide ranging powers to detain and question persons who may have information that may assist in preventing terrorist attacks or in prosecuting those who have committed terrorism offences. The warrants may provide for custody and detention incommunicado for a period of up to 48 hours under the first warrant. These bills also authorise law enforcement and other agencies to collect, use and disclose personal information in ways not otherwise permitted under existing legislation. The Office of the Federal Privacy Commissioner has made submissions to the Senate Committee outlining its concerns about these bills and their implications for privacy.

In Australian Broadcasting Corporation v Lenah Game Meats P/L (2001) 185 ALR 1 the respondent was licensed to kill possums in Tasmania and export their meat. Members of an animal liberation organisation installed secret cameras to record the activities at the abattoir.
A copy of the film came into the possession of the ABC, which proposed broadcasting it. The respondent commenced proceedings in the Supreme Court of Tasmania seeking an interlocutory injunction to enjoin the ABC from broadcasting the film. At first instance, the application was dismissed. The respondent's appeal to the Full Court of the Supreme Court of Tasmania was allowed and an injunction issued.
The ABC's appeal to the High Court was allowed by a majority. Amongst other things, the Court considered when the law would protect a right to privacy by means of an injunction to restrain publication and the extent to which the implied freedom of communication concerning government and political matters protected comment on the activities in the possum abattoir.

USA

Online Personal Privacy Bill

The Online Personal Privacy Bill was introduced on April 18, 2002. The bill addresses the collection, use and disclosure of personally identifiable information, requiring notice and consent for the collection and sharing of sensitive personally identifiable information, as well as security and consumer access to information. The bill would provide for a private right of action for persons whose sensitive information has not been treated in accordance with the bill's provisions. The bill was introduced by Senator Ernest Hollings, following several setbacks in the aftermath of the September 11 attack.

United States v Scarfo (2001) Criminal No. 00-404 (D.N.J.): A Federal Judge in New Jersey ruled on 26 December, 2001 that the methods used by the FBI to gather information about Nicodemo Scarfo, an alleged mobster involved in a loan shark operation, were legitimate. The FBI had obtained a court order to trespass into Scarfo's office, plant a keystroke "sniffer" in his PC and monitor its output. The decision is the first of its kind on an issue considered important in defining police powers to circumvent privacy-protecting encryption products.

Tattered Cover v City of Thornton (2002) CA 2150 The Colorado Supreme Court unanimously ruled on April 9, 2002 that a bookstore is not required to disclose information to police that revealed who had purchased two books on how to make illegal drugs. It held that the First Amendment and the state constitution protected the right of citizens to purchase books anonymously. The ruling does not prevent police from obtaining records but sets the bar higher in obtaining search warrants.

New Zealand

The Telecommunications (Interception Capability) Bill is being prepared by the New Zealand Ministry of Justice which will require Internet Service Providers, mobile phone companies and others to make their systems more easily interceptable by police and intelligence agencies.

Europe

The Council of Europe released its Recommendations for Freedom of Information on 21 February, 2002. They call for member countries to adopt laws on access to information so that citizens will be able to access personal records held by government bodies.

Canada

The Privacy Commissioner of Canada issued on 1 May, 2002 a statement outlining his concerns about impending national defence Bills in the Canadian Parliament which would entitle national police and security forces to demand personal information from all Canadian air travellers without judicial authorisation and have access to passenger information obtained by airlines. The Commissioner criticised the Bill for going "far beyond anti-terrorism" and for being an unjustified and dramatic expansion of privacy-invasive police powers.


Industrial Law

Cases

Reasonableness of probation periods


Allison Ballard v ACT Ambulance Service
AIRC PR910100 (9 October 2001) - re Alleged unlawful termination - jurisdiction: Ms Ballard was employed by the ACT Ambulance Service as a Trainee Technical Officer. Her letter of offer specified that employment was subject to a training probationary period, during which she was required to successfully complete the Diploma of Applied Science (Ambulance Studies) conducted by the ACT Ambulance Service. Eventually Ms Ballard was dismissed for unsatisfactory academic progress and she applied to the AIRC for unfair dismissal. Her employer opposed this application, claiming that the AIRC did not have jurisdiction as the employee was serving a period of probation that fell within the unfair dismissals exclusion found within the Workplace Relations Act.

Section 170CC Regulations of the WR Act provides for employees serving a period of probation or qualifying period to be excluded from the termination of employment provisions:


… an employee s
erving a period of probation or a qualifying period of employment, if the duration of the period or the maximum duration of the period, as the case may be, is determined in advance and, either:
(i) the period, or the maximum duration, is three months or less; or
(ii) the period, or the maximum duration is more than three months; and is reasonable, having regard to the nature and circumstances of the employment; …


HELD: The AIRC determined that Ms Ballard was serving a period of probation, which had been determined in advance of her employment. As the maximum period of the probationary period was in excess of three months, the AIRC examined whether the period of probation was reasonable having regard to the nature and circumstances of the employment. The onus falls on the employer to justify why a period of probation should extend beyond the three month period. The AIRC concluded the four year probation was not reasonable, stating: 'Had the training not been carried out by the employer, but by some other institution, and the employer had not been given any opportunity to assess the trainee's abilities until the academic qualifications were obtained, a four year probation period (which, in reality, would amount to a 12 month probation period) might be justified.

COMMENT: The AIRC has stressed that in cases where employment of a public servant is governed by statute, the terms of the statute will prevail over any other inconsistent expression of those terms whether in writing or not.

What did the term 'redundancy' mean in the context of the award agreement between Bank employees and the CBA - if the Bank no longer required the work of the employees who did not take up employment with an outsourced provider (EDS) to be done even though, as a matter of fact, generally they continued to perform the same or substantially the same duties after their work was outsourced?

Finance Sector Union of Australia & Macey v Commonwealth Bank of Australia [2001] FCA 1613: These proceedings were representative proceedings brought under the Federal Court of Australia Act 1976 by Macey and the Finance Sector Union of Australia against the CBA. The applicants alleged that the Bank breached the Commonwealth Bank of Australia Officers' Award by failing to terminate the employment of certain of its employees and pay them severance payments as a result of redundancy.

The employees were employed by the Bank's information technology services department. In October 1997 the functions of the IT Dept were out-sourced. EDS Australia took over these operations, a company in which the Bank had a shareholding. At the time many, but not all, of the employees of the Bank working in the IT Dept took up employment with EDS. These proceedings concerned those Bank employees that did not take up employment with EDS.

The court considered evidence concerning events leading up to and associated with EDS taking over the Bank's IT operations. It also considered the way in which EDS conducted those operations and the relationship between EDS and the Bank, as well as the relationship between EDS, the Bank and the employees involved in those operations.

HELD: Moore J held the obligation of the Bank to retrench and pay severance pay arose when the redundancy situation in fact arose, on October 10 1997. Therefore, the Bank had breached the award and must agree with the applicants on amounts payable to the employees involved.

What is the scope of the prohibition in the Workplace Relations Act 1996 (Cth), s.170MN?

Emwest Products Pty Ltd v Automative, Food, Metals, Engineering, Printing & Kindred Industries Union
[2002] FCA 61, (6 February 2002): WRAct s.170 MN reads (in part):


(1) From the time when:
(a) a certified agreement; or
(b) an award under subsection 170MX(3) (which deals with the exercise of arbitration powers on termination of a bargaining period);


comes into operation until its nominal expiry date has passed, an employee, organisation or officer covered by subsection (2) must not, for the purpose of supporting or advancing claims against the employer in respect of the employment of employees whose employment is subject to the agreement or award, engage in industrial action.


The respondent union submitted that the expression 'in respect of the employment of employees who employment is subject to the agreement' in the Act, may refer to only the matters actually agreed upon by the parties in the agreement. If so, the prohibition would relevantly extend only to industrial action taken for the purpose of advancing claims in respect of such agreed matters.

HELD: Kenny J: 1) The expression is open to more than one meaning, therefore it must be interpreted in light of its statutory object. 2) Part VIB permits a certified agreement to cover a single business, or part of a single business such as a geographically distinct part of an employer's business or a distinct operational unit: ss 170L and 170LB. Part VIB also contemplates that employees may be subject to more than one certified agreement (the nominal expiry date of which has not passed) at any one time: s 170LY(1)(b). 3) Assuming the policy behind s 170MN is to encourage parties to adhere to the bargain they have struck, then the policy would not be defeated by permitting the parties to negotiate effectively in respect of matters that were not the subject of a relevant certified agreement. The policy is sufficiently protected if s 170MN(1) is construed as prohibiting parties to a certified agreement from resorting to industrial action to undo the matters they have agreed upon in the certified agreement, if the nominal expiry date has not passed. 4) If the parties so desired, they could agree that a certified agreement made by them was intended to cover the whole field of relevant employment, thereby excluding the possibility of industrial action during the currency of the agreement.

How does one determine an appealable error: the decision in Coal & Allied Operations Pty Ltd v Australian Industrial Relations Commission (2002) 203 CLR 194 explained.

Wan v Australian Industrial Relations Commission [2001] FCA 1803, (17 December 2001): (Spender, Kiefel, Dowsett JJ): Held; 1) The case of Coal & Allied Operations Pty Ltd v Australian Industrial Relations Commission establishes that the nature of an appeal pursuant to the Workplace Relations Act 1996 (Cth), s 45(1), does not vary according to the nature of the decision under appeal. In all cases, an appellant can only be successful if an appealable error is demonstrated. 2) However, where the appeal is from a decision of a discretionary nature, the nature of that discretion might affect the ease with which error is shown. Some discretions are relatively narrow, involving little more than the formation of an opinion based on facts. Other discretions are relatively wide, involving decisions almost of a 'policy' nature. The narrower the discretion, the easier it will be to demonstrate error. 3) The High Court cannot be taken to have established a dichotomy between narrow and broad discretions and to have prescribed separate bases of appeal, namely demonstrable appealable error. The relative breadth or narrowness of the discretion might affect the capacity to demonstrate such error. 4) Section 45 does not specify grounds for granting leave to appeal other than in the special case referred to in s 45(2). Grounds traditionally adopted in granting leave have included considerations such as whether the decision is attended with sufficient doubt to warrant its reconsideration and whether substantial injustice may result if leave is refused. These 'grounds' should not be seen as fetters upon the broad discretion conferred by s 45(1), but as examples of circumstances which will usually be treated as justifying the grant of leave. 5) It will rarely, if ever, be appropriate to grant levae unless an arguable case of appealable error is demonstrated.



Statutory Developments

New South Wales


See http://www.dir.nsw.gov.au/action/current/ for comments on the latest Bill seeking to amend the NSW Industrial Relations Act 1996. The NSW Government comments: The Government introduced into the Parliament, a draft exposure Bill for consultation purposes, seeking to repeal the Annual Holidays Act 1944, the Long Service Leave Act 1955 and the Long Service Leave (Metalliferous Mining Industry) Act 1963, and insert a new part in the Industrial Relations Act 1996 dealing with leave matters. As a result of this consultation process, the original Bill has been significantly redrafted to incorporate the comments received. The Industrial Relations Amendment (Leave) Bill 2001 (No 2) also incorporates the Governments commitment to remove age-based discrimination in the calculation of long service leave entitlements. Comment is invited on the latest draft of the Industrial Relations Amendment (Leave) Bill 2001 (No 2). Submit written comment by Friday 1 March 2002 to Pat Manser, Deputy Director General.

Western Australia

The Western Australian Government introduced the Labour Relations Reform Bill (2002) into Parliament on February 19. The relevant Minister's explanation of the Bill is at http://www.ministers.wa.gov.au/Feature_stories/IR_Bill/IR-outline.PDF. The State Labor Government does not have a majority in the Upper House and therefore, there is potential for substantial amendments to the Bill before it is passed. In essence the proposed amendments shift the focus of industrial relations in Western Australia back to the Western Australian Industrial Relations Commission providing it with greater jurisdiction and wider powers to deal with industrial issues.

 

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